Operating Principles for Impact Management

Signatories & Reporting

SIGNATORIES AND REPORTING

Signatories to the Principles are impact investors that publicly demonstrate their commitment to implementing a global standard for managing investments for impact. The Principles instill a discipline around impact investing, fostering greater mobilization of capital for impact and a high standard for the social and environmental impact that it can achieve. The Principles assist investors in identifying investments that are being managed for impact and help reduce the dilution of the term “impact” in the marketplace.

Signatories also become part of the community of impact investors working together to learn from one another as they develop and implement best practices in the management of impact investments. As ambassadors for the Principles, many are leading roundtables and workshops or are being featured at industry conferences to showcase the Principles and the way in which asset owners and asset managers invest for impact.

Each Signatory is required to publish an annual Disclosure Statement in which they describe how each Principle is incorporated into its investment process and the extent of its alignment with each Principle. The Disclosure Statement must be published on the Signatory's website, and provide a link to the website to the Secretariat. The first Disclosure Statement must be published on or before the first anniversary of the effective date of the Signatory Letter.

The links to the Disclosure Statements will be posted below. 

In addition to the annual Disclosure Statement, Principle 9 requires that each Signatory provide regular independent verification of the alignment of its impact management systems with the Principles. The verification may also highlight aspects of the systems and processes where alignment may be enhanced. Independent verification may be conducted in different ways, for example, as part of a financial audit or through a portfolio/fund performance evaluation. The verification may be performed by an external third party or by an internal unit of the Signatory.  If the verification is performed by an internal unit, the Signatory must provide a description of the verification process and how it is separate from the operational units. 

The frequency of the verification report may vary depending upon the type of organization.  If it is not performed on an annual basis in conjunction with the annual disclosure statement, the Signatory must disclose the frequency of the independent verification and the underlying rationale. 

 

NAME COUNTRY DATE OF ADOPTION IMPACT AUM DISCLOSURE STATEMENT
         
Actis UK 2019-04-12 US$ 417.5 mm

Actis Disclosure - Mar. 2020

Verification Summary

Acumen Capital Partners USA 2019-04-12 US$  
Adenia Partners Mauritius 2020-03-31 US$  
AlphaMundi Group Switzerland 2019-04-12 US$ 38 mm

AlphaMundi Disclosure - March 2020

Verification Summary

Amundi France 2019-04-12 US$  
AXA Investment Managers France 2019-04-12 US$  
Belgian Investment Company for Developing Countries (BIO) Belgium 2019-04-12 US$  
Big Society Capital UK 2020-03-30 US$  
BlackRock, Inc. USA 2020-01-10 US$  
Blue like an Orange Sustainable Capital USA 2019-04-12 US$  
BlueOrchard Finance Ltd. Switzerland 2019-04-12 US$ 2500 mm

BlueOrchard Disclosure - Apr. 2020

Verification Summary 

BMO Financial Group Canada 2020-05-13 US$  
BNP Paribas Asset Management France 2019-04-12 US$  
Calvert Impact Capital USA 2019-04-12 US$ 415.9 mm

Calvert Disclosure - Mar. 2020

Verification Summary

Capria Ventures USA 2019-04-12 US$  
Cardano Development B.V. Netherlands 2019-04-12 US$  
CDC Group plc UK 2019-04-12 US$  
Cassa depositi e prestiti S.p.A. Italy 2019-04-12 US$  
Christian Super Australia 2019-05-31 US$  
Compania Espanola de Financiacion del Desarrollo, S.A., S.M.E., - COFIDES Spain 2019-04-12 US$  
Community Investment Management USA 2019-04-12 US$  
Cordiant Capital Inc. Canada 2019-04-12 US$  
Credit Suisse AG Switzerland 2019-04-12 US$  
Deetken Impact Sustainable Energy Costa Rica 2020-05-27 US$  
DEG - Deutsche Investitions- und Entwicklungsgesellschaft mbH Germany 2019-04-12 US$ 10000 mm DEG Disclosure - Apr. 2020
Denham International Power GPLP SCSp USA 2019-07-01 US$  
CAF Corporacion Andina de Fomento Multilateral 2019-04-12 US$  
Developing World Markets USA 2019-12-02 US$  
DWS Group GmbH & Co. KGaA Germany 2019-11-26 US$  
Earth Capital  UK 2020-01-07 US$  
European Development Finance Institutions (EDFI) Multilateral 2019-04-12 US$  
European Bank for Reconstruction and Development (The) Multilateral 2019-04-12 US$ 51702 mm

EBRD Disclosure - Apr. 2020

Verification Summary

European Investment Bank (The) Multilateral 2019-04-12 US$ 32992 mm

EIB Disclosure - Mar. 2020

Verification Summary

Finance in Motion GmbH Germany 2019-08-01 US$  
FinDev Canada Canada 2019-04-12 US$ 240 mm

FinDev Canada Disclosure - Apr. 2020 EN

FinDev Canada Disclosure - Apr. 2020 FR

Finnfund Finland 2019-04-12 US$ 639 Finnfund Disclosure - Mar. 2020
Flat World Partners USA 2019-04-12 US$  
FMO - Dutch Development Bank Netherlands 2019-04-12 US$ 15130 mm

FMO Disclosure - April 2020

Verification Summary

Foundation Corporation Holdings Dubai 2020-02-25 US$  
Franklin Templeton Social Infrastructure Fund Luxembourg 2020-03-19 US$  
FullCycle USA 2019-09-19 US$  
GEF Capital Partners Latam Brazil 2020-05-21 US$  
I&P France 2019-04-12 US$  
IDB Invest Multilateral 2019-04-12 US$ 12300 mm

IDB Invest Disclosure - April 2020

Verification Summary

IFC Asset Management Company, LLC Multilateral 2019-04-12 US$ 7000 mm AMC Disclosure - Mar. 2020
Impact Bridge S.A Spain 2020-02-27 US$  
International Finance Corporation (IFC) Multilateral 2019-04-12 US$ 82790 mm

IFC Disclosure - Oct. 2019

Verification Summary

The Investment Fund for Developing Countries (IFU) Denmark 2019-04-12 US$  
Incofin Investment Management Belgium 2019-04-12 US$  
INOKS Capital SA Switzerland 2019-09-27 US$  
Investing for Development SICAV Luxembourg 2019-08-02 US$  
Islamic Corporation for the Development of the Private Sector (ICD) Saudi Arabia 2019-04-12 US$  
Kohlberg Kravis Roberts & Co. L.P. USA 2019-04-12 US$  
LeapFrog Investments Mauritius 2019-04-12 US$ 1600 mm

LeapFrog Disclosure - May 2020

Verification Summary

LGT Lightstone Europe LLP UK 2019-04-12 US$  
LGT Venture Philanthropy Foundation Switzerland 2019-04-12 US$  
MicroVest Capital Management LLC USA 2019-04-12 US$ 287 mn MicroVest Disclosure - Dec. 2019
Mirova France 2020-03-27 US$  
Mountain Nazca Mexico  2020-01-24    
MIGA USA 2020-02-13 US$  
Neuberger Berman USA 2019-08-15 US$  
Norfund Norway 2019-04-12 US$ 2840.9 mm

Norfund Disclosure - Apr.2020

Verification Summary

Nuveen, a TIAA company USA 2019-04-12 US$ 5371 mm

Nuveen Disclosure - Apr. 2020

Verification Summary

Obviam Switzerland 2019-04-12 US$ 839 mm Obviam Disclosure - Mar. 2020
Oesterreichische Entwicklungsbank AG (OeEB) Austria 2019-04-12 US$ 1542.2 mm

OeEB Disclosure - Feb. 2020

Verification Summary

U.S. International Development Finance Corporation (formerly OPIC) USA 2019-04-12 US$  
Partners Group AG Switzerland 2019-04-12 US$ 3818 mm

Partners Group Disclosure - Apr. 2020 

Verification Summary

Phatisa Group Limited South Africa 2019-04-12 US$ 329.83 mm

Phatisa Disclosure - March 2020

Verification Summary

The Private Infrastructure Development Group Ltd. UK 2019-10-18 US$  
PROPARCO France 2019-04-12 US$  
Prorsum Capital  Switzerland 2020-01-11 US$  
Prudential Financial, Inc., Impact Investments Group USA 2019-04-12 US$  
Quona Capital USA 2020-4-10 US$  
responsAbility Investments AG Switzerland 2019-04-12 US$  
Sarona Asset Management Inc. Canada 2019-06-20 US$ 184 mm Sarona Disclosure - Feb. 2020
SEAF USA 2020-02-06 US$  
SIFEM (Swiss Investment Fund for Emerging Markets) Switzerland 2019-04-12 US$ 839 mm SIFEM Disclosure - Mar. 2020
STOA Infra & Energy France 2019-04-12 US$ 202.2 mm

STOA Disclosure - Mar 2020

Verification Summary

Swedfund Sweden 2019-04-12 US$ 581 mm

Swedfund Disclosure - Mar. 2020

Symbiotics SA Switzerland 2019-08-06 US$  
The Osiris Group Hong Kong 2019-06-04 US$  
The Rise Fund USA 2019-04-12 US$  
TriLinc Global, LLC USA 2020-03-23 US$  
Trill Impact AB Sweden 2020-02-01 US$  
Turk Ventures Advisory Limited UK 2020-04-16 US$  
RockCreek USA 2019-04-12 US$  
UBS Group AG Switzerland 2019-04-12 US$  
VentureWave Capital Ltd. Ireland 2019-06-17 US$  
Water.org USA 2019-04-12 US$ 769 mm Water.org Disclosure - May 2020
WaterEquity USA 2019-04-12 US$ 60 mm WaterEquity Disclosure- Mar. 2020
Zurich Insurance Group Switzerland 2019-04-12 US$ 4600 mm Zurich Disclosure - Mar. 2020
Japan International Cooperation Agency Japan 2019-08-26 US$  
Albright Capital Management LLC USA 2019-09-01 US$  
Egyptian-American Enterprise Fund USA 2019-08-30 US$  
UOB Venture Management Private Limited Singapore 2019-09-09 US$  
Development Partners International LLP UK 2019-09-20 US$  
Triple Jump Netherlands 2019-09-12 US$